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    Home » Tech and Media » Understanding Information Security Controls: A Guide for Non-Tech Leaders
    Tech and Media

    Understanding Information Security Controls: A Guide for Non-Tech Leaders

    Prime StarBy Prime Star21 June 202506 Mins Read
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    Have you ever wondered how the government protects its sensitive information and systems from cyber threats? The answer lies in the Federal Information Security Management Act, or FISMA. Let’s explore FISMA, enhance our understanding of ISMS, and ensure your organization’s data security.

    What is the Federal Information Security Control Management Act (FISMA)?

    FISMA was established in 2002 as part of the e-Government Act to enhance the security of government information and operations. It mandates federal agencies to create, document, and implement a comprehensive information security program. The program is designed to protect the information and systems that support the agency’s operations, whether those systems are owned by the agency or contractors and third-party vendors. So, what exactly does this program include?

    It then addresses three main security objectives- Confidentiality, Integrity, and Availability. Confidentiality means that only authorized people should be allowed to access the information. Integrity denotes the safeguarding of information against unauthorized modification or destruction. Availability ensures the information remains accessible at the moment when it’s needed.

    FISMA also mandates that agencies annually review their information security programs. The agency reviews help agencies identify and mitigate risks. The National Institute of Standards and Technology, NIST, plays a key role in FISMA through the standards and guidelines that it creates for agencies to abide by.

    For example, NIST’s FIPS 200 and SP 800-53 specify minimum security requirements and recommended security controls for federal information systems. The agencies must select and implement the relevant controls, document them in their system security plan, and continuously monitor their systems for vulnerabilities.

    What Guidance Identifies Federal Information Security Controls?

    The Federal Information Security Modernization Act, or FISMA, is a key piece of legislation here. It lays the groundwork for an effective framework that is essential for safeguarding government information and ensuring the integrity of operations. The following is the detailed guidance that identifies information security controls. It also relies on other organizations to flesh out the specifics.

    • The National Institute of Standards and Technology is a key player in the process. NIST develops and issues standards, guidelines, and other documents that help federal agencies implement FISMA. NIST Special Publication 853 is considered important since it is a catalogue of security and privacy controls for federal information systems.
    • It provides a detailed checklist of the controls that agencies need to implement to protect their information and systems. They are not formulaic. They can be tailored to fit each agency’s own specific mission and business requirements. It also establishes a process for planning, implementing, and recording corrective action to remediate any information security shortfalls.
    • Another important publication is the Federal Information Processing Standards FIPS 199 and FIPS 200. FIPS 199 provides standards for federal information security categorization and information systems, and FIPS 200 stipulates minimum security requirements for such systems. These standards help agencies determine the appropriate level of security controls based on the sensitivity of information processed.
    • Along with these documents, the Office of Management and Budget (OMB) plays an important role. OMB works with agencies in setting metrics and reporting conditions for compliance with FSMA. These include annual reviews and reporting on the efficacy of information security programs within each agency.

    What is Another Important Factor of FISMA?

    Risk assessment is another important component of FISMA. Companies must continuously evaluate risks in their information systems and determine whether they require additional controls. The process involves categorizing information systems based on their respective risk levels, using NIST’s FIPS 199 guidelines.

    Federal agencies are not the only ones who need to comply with FISMA. State agencies which administer federal programs also come under FISMA, as do private sector companies which enter into contracts with the federal government. These latter organizations must maintain a catalog of information systems, categorize them by risk, and establish the corresponding information security management systems.

    In brief, FISMA is a strong framework that protects the government’s systems and data from all types of threats. It’s a significant bill that ensures the security and integrity of government operations. 

    What is Information Security Management Systems?

    Information Security Management System, or ISMS, is a systematic way of managing sensitive company data. It covers people, processes, and IT systems using a risk management process. The objective of an ISMS is to guarantee the confidentiality, integrity, and availability of information. A security policy serves as the foundation of an ISMS. It outlines the organization’s process for information security management. It includes objectives, scope, and roles.

    Risk assessment is also a fundamental part. It involves identifying potential threats to information and evaluating the weaknesses that can be exploited against them. This enhances our understanding of the level of risk involved and the necessary controls that need to be implemented. An ISMS also involves the application of security controls. These are measures that protect information assets against threats. They could be preventive, detective, or corrective. For example, Firewalls, encryption and access controls. The ISMS should be reviewed and monitored. This is to ensure that the system is effective and adapting to new threats. Systematic auditing and reviews help highlight areas for improvement. 

    Training and awareness programs are important. Employees must understand their role in information security. They must be aware of policies, procedures, and the why behind the protection of information. An ISMS is typically accredited to standards like ISO 27001. Such a standard prescribes a framework to establish, implement, maintain, and continually enhance an ISMS. In other words, an ISMS is a comprehensive approach to protecting information assets. It incorporates policies, risk management controls, monitoring, and continuous improvement.

    Why is ISO 27001 Important for an Organization? 

    Nowadays, data theft, cybercrime and liability for privacy leaks are risks that all organizations need to factor in. Any business needs to think strategically about its information security needs, and how they relate to its own objectives, processes, size and structure. The ISO 27001 standard enables organizations to establish an information security management system and apply a risk management process that is adapted to their size and needs, and scale it as necessary as these factors evolve.

    Information technology (IT) is the industry with the largest number of ISO 27001-certified enterprises. The benefits of this standard have convinced companies across all economic sectors (all kinds of services and manufacturing as well as the primary sector; private, public and non-profit organizations). Companies that adopt the holistic approach described in ISO 27001 will make sure information security is built into organizational processes, information systems and management controls. They gain efficiency and often emerge as leaders within their industries.

    Conclusion 

    To sum it up, Information security controls are safeguards or countermeasures implemented to minimize, detect, avoid, or counteract information security risks, including data theft, information systems breaches, and unauthorized access. These security controls help protect the integrity, availability, and confidentiality of data and networks. The guidance that identifies federal information security controls comes from a combination of FSMA, NIST Special Publication 853, FIPS 199 and 200 and the oversight provided by OMB. These guidelines ensure that federal agencies have a robust and tailored approach to protecting their information and systems.

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